Appendix F. University of Maryland Code of Academic Integrity. III-1.00 (A)
The policy below is current as of June 2010. For more
information and possible updates go to president.umd.edu/policies/iii100a.html
Approved by President August 1, 1991; Amended May
10, 2001; Amended May 5, 2005
Introduction
The University is an academic community. Its fundamental
purpose is the pursuit of knowledge. Like all other communities, the University
can function properly only if its members adhere to clearly established goals
and values. Essential to the fundamental purpose of the University is the
commitment to the principles of truth and academic honesty. Accordingly, the Code of Academic Integrity is designed
to ensure that the principle of academic honesty is upheld. While all members
of the University share this responsibility, the Code of Academic Integrity is designed so that special
responsibility for upholding the principle of academic honesty lies with the
students.
Definitions
1. ACADEMIC
DISHONESTY: any of the following acts, when committed by a student, shall
constitute academic dishonesty:
(a) CHEATING: intentionally using or
attempting to use unauthorized materials, information, or study aids in any
academic exercise.
(b) FABRICATION: intentional and
unauthorized falsification or invention of any information or citation in an
academic exercise.
(c) FACILITATING ACADEMIC DISHONESTY:
intentionally or knowingly helping or attempting to help another to violate any
provision of this Code.
(d) PLAGIARISM: intentionally or knowingly
representing the words or ideas of another as one's own in any academic
exercise.
Responsibility to
Report Academic Dishonesty
2. Academic dishonesty is a corrosive force
in the academic life of a university. It jeopardizes the quality of education
and depreciates the genuine achievements of others. It is, without reservation,
a responsibility of all members of the campus community to actively deter it.
Apathy or acquiescence in the presence of academic dishonesty is not a neutral act.
Histories of institutions demonstrate that a laissez-faire response will
reinforce, perpetuate, and enlarge the scope of such misconduct. Institutional
reputations for academic dishonesty are regrettable aspects of modern
education. These reputations become self-fulfilling and grow, unless vigorously
challenged by students and faculty alike.
All members of the University
community-students, faculty, and staff-share the responsibility and authority
to challenge and make known acts of apparent academic dishonesty.
Honor Statement
3. Letters informing both graduate and
undergraduate students of their acceptance at the University, as well as
appointment letters for members of the faculty, shall contain a short statement
concerning the role of the Student Honor Council, as well as the obligation of
all members of the University of Maryland, College Park community to promote
the highest standards of academic integrity.
Honor Pledge
4. On every examination, paper or other
academic exercise not specifically exempted by the instructor, the student
shall write by hand and sign the following pledge:
I pledge on my honor that I have not given or received any unauthorized
assistance on this examination.
Failure to sign the pledge is not
an honors offense, but neither is it a defense in case of violation of this Code. Students who do not sign the
pledge will be given the opportunity to do so. Refusal to sign must be
explained to the instructor. Signing or non-signing of the pledge will not be
considered in grading or judicial procedures. Material submitted electronically
should contain the pledge, submission implies signing the pledge.
5. On examinations, no assistance is
authorized unless given by or expressly allowed by the instructor. On other
assignments, the pledge means that the assignment has been done without
academic dishonesty, as defined above.
6. The pledge is a reminder that at the University of Maryland students carry primary
responsibility for academic integrity because the meaningfulness of their
degrees depends on it. Faculty is urged to emphasize the importance of academic
honesty and of the pledge as its symbol. Reference on syllabuses to the pledge
and to this Code, including where it
can be found on the Internet and in the Undergraduate Catalog, is encouraged.
Self-Referral
7. Students who commit acts of
academic dishonesty may demonstrate their renewed commitment to academic
integrity by reporting themselves in writing to the Chair of the Honor Council.
Students may not exercise the self-referral option more than once during their
enrollment at the University.
8. If
an investigation by the Honor Council Executive Committee or designee reveals
that no member of the University had a suspicion of a self-referring student's
act of academic dishonesty, then the student will not be charged with academic
dishonesty, or left with a disciplinary record. Instead, the Student Honor Council
will notify the Dean or a designee and the faculty member where the incident
occurred. The Dean or designee shall then convene a conference between the
student and the faculty member. The purpose of this conference will be to
ensure that the self-referral provisions of this Code are followed, not to levy a sanction, or to create a
disciplinary record. The Dean will notify the Student Honor Council in writing
of the outcome of the conference.1
9. In all cases where a student
self-referral is accepted, the student will be required to successfully
complete the non-credit integrity seminar offered by the Student Honor Council.
Also, the student will have any grade for the academic exercise in question
reduced one letter grade, or to an "F" or a zero, in the discretion of the
faculty member involved.
10. If the Honor Council Executive Committee
or designee determines that a suspicion of academic dishonesty existed at the
time the student admitted the act, then the matter will be resolved in
accordance with the procedures specified in this Code for resolving academic dishonesty allegations. The student's
admission may be considered a mitigating circumstance for purposes of
sanctioning.
Procedures: Reporting
and Informal Resolution
11. Any member of the University community who
has witnessed an apparent act of academic dishonesty, or has information that
reasonably leads to the conclusion that such an act has occurred or has been
attempted, has the responsibility to inform the Honor Council promptly in
writing.
12. If
the Honor Council determines that a report of academic dishonesty is supported
by reasonable cause2,
the case shall be referred to the Dean of the College where the incident
occurred.3 The Dean or designee, (who must not be the
referring faculty member), will inform the accused student in writing of the
charges, and shall offer him/her an opportunity for an informal meeting to
review the case.4 The faculty of the course may be included in
the meeting. The Dean or designee shall
also provide the accused student with a copy of this Code, and a statement of procedural rights approved by the Honor
Council5, which shall
include the right of the student to request the presence of a member of the
Honor Council at the informal meeting.
13. If
the accused student has no prior record of academic dishonesty or serious
disciplinary misconduct6,
the Dean or designee and the student may reach an agreement concerning how the
case should be resolved. The standard
"XF" grade penalty will normally be imposed if it is agreed by the student that
he/she committed an act of academic dishonesty. Any other sanction agreed upon by the student
and the Dean or designee will constitute a recommendation to the Honor Council,
and must be supported by a written statement signed by the student and the dean
or designee. The written statement will be reviewed by the Honor Council7, which shall inform both the
student and the Dean or designee of the sanction imposed.
Procedures:
Resolution by an Honor Review
14. Cases not resolved in accordance with
Part 10 of this Code shall result in
an Honor Review.8 An
Honor Review is conducted by an Honor Board. The Board is convened by the
Student Honor Council. It will normally consist of six persons, five of whom
will be voting members. Determinations of the Honor Board will be by a majority
vote (three votes or more). Honor Boards are selected as follows:
(a) Three students selected by the Student
Honor Council from among its members. In the event the student accused of
academic dishonesty is a graduate student, then at least two of the student
members shall be graduate students.
(b) Two faculty members selected in
accordance with procedures established by the Vice President for Academic
Affairs. In the event the student accused of academic dishonesty is a graduate
student, then at least one of the persons selected shall be a regular member of
the graduate faculty.
(c) The Honor Board shall have one
non-voting member, who shall serve as the Presiding Officer. The Presiding
Officer may be a student, faculty, or staff member of the University. The
Presiding Officer will be selected by the Director of Student Conduct.
15. If the Vice President for Academic
Affairs determines that the Student Honor Council or an Honor Board cannot be
convened within a reasonable period of time after an accusation is made, the
Vice President or a designee may review the case. If there is reasonable cause
to believe that an act of academic dishonesty has occurred or has been
attempted, the Vice President or designee will convene an ad hoc Honor Board by
selecting and appointing two students and one faculty/staff member. Whenever
possible, student members of ad hoc Honor Boards shall be members of the
Student Honor Council. A non-voting presiding officer shall be appointed by the
Director of Student Conduct.
16. The Campus Advocate or a designee shall
serve as the Complainant at an Honor Review. The principal responsibilities of
the Complainant are:
(a) To prepare a formal charge of academic dishonesty,
and deliver it to the student and the Honor Board. The student will be deemed
to have received such notice on the date of personal delivery, or if certified
mail is used, on the date of delivery at the most recent address provided to
the University by the student;
(b) To present the evidence and analysis upon
which the charge is based to the Honor Board during the Honor Review;
(c) To perform such other duties as may be
requested by the Student Honor Council or the Honor Board.17. The charge of academic dishonesty serves
to give a student a reasonable understanding of the act and circumstances to be
considered by the Honor Board, thereby placing the student in a position to
contribute in a meaningful way to the inquiry. It also serves to provide
initial focus to that inquiry. It is not, however, a technical or legal
document, and is not analogous to an indictment or other form of process. The
charge may be modified as the discussion proceeds, as long as the accused
student is accorded a reasonable opportunity to prepare a response.
18. The purpose of an Honor Review is to
explore and investigate the incident giving rise to the appearance of academic
dishonesty, and to reach an informed conclusion as to whether or not academic
dishonesty occurred. In keeping with the ultimate premise and justification of academic
life, the duty of all persons at an Honor Review is to assist in a thorough and
honest exposition of all related facts.
The basic tenets of
scholarship--full and willing disclosure, accuracy of statement, and
intellectual integrity in hypothesis, in argument and in conclusion--must
always take precedence over the temptation to gain a particular resolution of
the case. An Honor Review is not in the character of a criminal or civil legal proceeding.
It is not modeled on these adversarial systems; nor does it serve the same
social functions. It is not a court or tribunal. Rather, it is an academic
process unique to the community of scholars that comprise a university.
19. The role of the Presiding Officer is to
exercise impartial control over the Honor Review in order to achieve an
equitable, orderly, timely and efficient process. The Presiding Officer is
authorized to make all decisions and rulings as are necessary and proper to
achieve that end, including such decisions and rulings as pertain to scheduling
and to the admissibility of evidence. If in the judgment of the Presiding
Officer there is reasonable cause to question the impartiality of a board
member, the Presiding Officer will so inform the Honor Council, which will
reconstitute the board.
20. The Presiding Officer or designee will
select the date, time and place for the Honor Review, and notify the student in
writing a minimum of ten (10) days prior to the review.
21. The sequence of an Honor Review is
necessarily controlled by the nature of the incident to be investigated and the
character of the information to be examined. It thus lies within the judgment
of the Presiding Officer to fashion the most reasonable approach. The following
steps, however, have been found to be efficient, and are generally recommended:
(a) Complainant, and then the student or the
student's advocate, summarize the matter before the Honor Board, including any
relevant information or arguments.
(b) The Complainant, and then the student,
present and question persons having knowledge of the incident, and offer
documents or other materials bearing on the case. The Complainant, the student
and all members of the Honor Board may question any person giving testimony.
(c) The members of the Honor Board may ask
the Complainant or the student any relevant questions. The members may also
request any additional material or the appearance of other persons they deem
appropriate.
(d) The Complainant, and then the student or
the student's advocate, may make brief closing statements.
(e) The Honor Board meets privately to
discuss the case, and reaches a finding by a majority vote.
(f) The Honor Board will not conclude that a
student has attempted or engaged in an act of academic dishonesty unless, after
considering all the information before it, a majority of members believe that
such a conclusion is supported by clear and convincing evidence. If this is not
the case, the Honor Board will dismiss the charge of academic dishonesty.
(g) If the Honor Board finds the student has
engaged in an act of academic dishonesty, both the Complainant and the student
or the student's advocate, may recommend an appropriate sanction. Pertinent
documents and other material may be offered. The Honor Board then meets
privately to reach a decision, which must be by a majority vote of its members.
(h) The Presiding Officer will provide the
Complainant and the student with a written report of the Honor Board's
determination.
22. Role of
Advocate and Advisor:
(a) The accused student may be assisted by
an advocate, who must be a registered, degree-seeking student at the
University. The role of the advocate will be limited to:
1. Making brief opening and closing
statements, as well as comments on appropriate sanction.
2. Suggesting relevant questions which the
Presiding Officer may direct to witness.
3. Providing confidential advice to the
student.
(b) The accused student may also be
accompanied by an advisor, who may be an attorney. The role of the advisor
during an Honor Review will be limited to providing confidential advice only to
the accused student, not the advocate, provided such advice is given without
interfering with or disrupting the Honor Review. Even if accompanied by an
advocate and/or an advisor, the student must take an active and constructive
role in the Honor Review. In particular, the student must fully cooperate with
the Honor Board and respond to its inquiries without undue intrusion by an
advocate or advisor. In consideration of the limited role of advocates and
advisors, and of the compelling interest of the University to expeditiously
conclude the matter, the work of an Honor Board will not, as a general
practice, be delayed due to the unavailability of an advocate or an advisor.
(c) Honor Reviews may be tape recorded or
transcribed. If a recording or transcription is not made, the decision of the
honor board must include a summary of the testimony and shall be sufficiently
detailed to permit review on appeal.
(d) Presence at an Honor Review lies within
the judgment of the Presiding Officer. An Honor Review is a confidential
investigation. It requires a deliberative and candid atmosphere, free from
distraction. Accordingly, it is not open to the public or other "interested"
persons. However, at the student's request, the Presiding Officer will permit a
student's parents or spouse to observe and may permit a limited number of
additional observers. The Presiding Officer may remove from the Honor Review
any person who disrupts or impedes the investigation, or who fails to adhere to
the rulings of the Presiding Officer. The Presiding Officer may direct that
persons, other than the accused student or the Complainant, who are to be
called upon to provide information, be excluded from the Honor Review except
for that purpose. The members of the Honor Board may conduct private
deliberations at such times and places as they deem proper.
(e) It is the responsibility of the person
desiring the presence of a witness before an Honor Board to ensure that the
witness appears. If necessary, a subpoena may be requested, in accordance with
Part 34 (b) of the Code of Student
Conduct.9 Because
experience has demonstrated that the actual appearance of an individual is of
greater value than a written statement, the latter is discouraged and should
not be used unless the individual cannot or reasonably should not be expected
to appear. Any written statement must be dated, signed by the person making it,
and witnessed by a University employee or by a person approved by the Director
of Student Conduct (e.g., a notary). The work of an Honor Board will not, as a
general practice, be delayed due to the unavailability of a witness.
(f) An Honor Review is not a trial. Formal
rules of evidence commonly associated with a civil or criminal trial may be
counterproductive in an academic investigatory proceeding, and shall not be
applied. The Presiding Officer will accept for consideration all matters which
reasonable persons would accept as having probative value in the conduct of
their affairs. Unduly repetitious, irrelevant, or personally abusive material
should be excluded.
23. If the Honor Board finds that an attempt
or act of academic dishonesty did occur, it shall impose an appropriate
sanction. The normal sanction for an undergraduate student shall be a grade of
"XF" in the course. The normal sanction
for a graduate student shall be dismissal (suspension or expulsion) from the
University. The Honor Board may improve a lesser or more severe sanction.
Generally, acts involving advance planning, falsification of papers, conspiring
with others, or some actual or potential harm to other students will merit a
severe sanction, i.e. suspension or expulsion, even for a first offense. An
attempt to commit an act shall be punished to the same extent as the
consummated act.
Appeals
24. In cases where an Honor Board has
determined the appropriate sanction to be less than suspension or expulsion,
both the finding of responsibility and the sanction(s) of an Honor Board will
be final, unless, within 15 business days after the Board's written decision is
sent to the student, and the Dean of the college where the incident occurred,
the student or the Dean or designee notifies the Honor Council in writing of
the intention of filing an appeal. The student may appeal both the findings and
the penalty. The Dean or designee may appeal the penalty only.
A written brief supporting any
appeal must be submitted in writing to the Student Honor Council Executive
Committee within an additional ten business days. The Executive Committee or
designee will provide the opposing party a reasonable opportunity to make a
written response.
25. Any member of the Executive Committee who
has taken part in an Honor Review that is the subject of an appeal is not
eligible to hear the appeal. Substitute Executive Committee members may be
selected from experienced Honor Council members, appointed in accordance with
Honor Council bylaws.
26 Decisions of the Executive Committee
will be by majority vote, based upon the record of the original proceeding and
upon written briefs. De novo hearings shall not be conducted.27. Deference shall be given by the Executive
Committee to the determinations of Honor Boards.(a) Sanctions may only be reduced if found
to be grossly disproportionate to the offense. Likewise, upon an appeal by a
Dean or designee, sanctions may be increased only if the original sanction is
deemed to be grossly disproportionate to the offense.
(b) Cases may be remanded to a new Honor
Board if specified procedural errors or errors in interpretation of this Code were so substantial as to
effectively deny the accused student a fair hearing, or if new and significant
evidence became available that could not have been discovered by a diligent
respondent before or during the original Honor Board hearing. On remand, no
indication or record of the previous hearing will be introduced or provided to
the members of the new Honor Board, except to impeach contradictory testimony,
at the discretion of the presiding officer.
(c) Cases may be dismissed only if the
finding is held to be arbitrary and capricious.
28. If an Honor Board determines to suspend
or expel a student, then the student may submit a written appeal to the Senate Committee
on Student Conduct, in accordance with procedures set forth in Parts 43-48 of
the Code of Student Conduct.
29. Regardless of whether an appeal is filed,
suspension requires approval by the Vice President for Student Affairs, and may
be altered, deferred, or withheld. Expulsion requires approval by the
President, and may be altered, deferred, or withheld.
The Grade of "XF"
30. The grade of "XF" is intended to denote a
failure to accept and exhibit the fundamental value of academic honesty. The
grade "XF" shall be recorded on the student's transcript with the notation
"failure due to academic dishonesty". The grade "XF" shall be treated in the
same way as an "F" for the purposes of grade point average, course
repeatability, and determination of academic standing.
31. No student with an "XF" on the student's
transcript shall be permitted to represent the University in any
extracurricular activity, or run for or hold office in any student organization
which is allowed to use University facilities, or which receives University funds.
32. The student may file a written petition
to the Student Honor Council to have the grade of "XF" removed and permanently
replaced with the grade of "F". The decision to remove the grade of "XF" and
replace it with an "F" shall rest in the discretion and judgment of a majority
of a quorum of the Council provided that:
(a) At the time the petition is received, at
least twelve months shall have elapsed since the grade of "XF" was imposed;
and,
(b) At the time the petition is received,
the student shall have successfully completed a non-credit seminar on academic
integrity, as administered by the Office of Student Conduct; or, for the person
no longer enrolled at the University, an equivalent activity as determined by
the Office of Student Conduct; and,
(c) The Office of Student Conduct certifies
that to the best of its knowledge the student has not been found responsible
for any other act of academic dishonesty or similar disciplinary offense at the
University of Maryland or another institution.
33. Prior to deciding a petition, the Honor
Council will review the record of the case and consult with the Director of
Student Conduct. Generally, the grade of "XF" ought not to be removed if
awarded for an act of academic dishonesty requiring significant premeditation.
If the "XF" grade is removed, records of the incident may be voided in
accordance with Parts 50 and 51 of the Code
of Student Conduct. The decision of the Honor Council shall not be subject
to subsequent Honor Council review for four years, unless the Honor Council
specifies an earlier date on which the petition may be reconsidered. Honor
Council determinations pertaining to the removal of the "XF" grade penalty may
be appealed to the Vice President for Academic Affairs. If the Vice President
removes the grade of "XF" from the student's transcript, the Vice President
shall provide written reasons to the Honor Council.
The Student Honor
Council
34. There shall be a Student Honor Council.
The Honor Council is composed of qualified graduate and undergraduate students
in good academic standing, normally appointed in the Spring for the following
academic year, and who may each be reappointed for additional one year terms.10
35. The members of the Honor Council are
appointed by a committee consisting of the Vice President for Academic Affairs,
the Vice President for Student Affairs, the Chair of the Graduate Student
Association, the President of the Student Government Association, and the Chair
of the Honor Council.
36. All council members are subject to the
training and conduct requirements of Parts 26 and 27 of the Code of Student Conduct.
37. The Student
Honor Council has the following responsibilities and authority:
(a) To increase awareness throughout the
campus of the importance of academic integrity.
(b) To develop bylaws subject to approval by
the University for legal sufficiency and consistency with the requirements of
this Code of Academic Integrity, and
the Code of Student Conduct.
(c) To designate from its members students
to serve as members of Honor Boards as specified in this Code.
(d) To consider petitions for the removal of
the grade of "XF" from University records in accordance with Part 29 of this Code.
(e) To receive complaints or reports of
academic dishonesty from any source.
(f) To assist in the design and teaching of
the non-credit seminar on academic integrity and moral development, as
determined by the Director of Student Conduct.
(g) To advise and consult with faculty and
administrative officers on matters pertaining to academic integrity at the
University.
(h) To issue an annual report to the Campus
Senate on academic integrity standards, policies, and procedures, including
recommendations for appropriate changes.
38. The campus administration shall provide an
appropriate facility, reserved for the primary use of the Honor Council, and
suitable for the conduct of hearings. Clerical and secretarial assistance will
also be provided.
Future Self
Governance
39. Insofar
as academic dishonesty is most immediately injurious to the student body, and
because the student body is in a unique position to challenge and deter it, it
is the intent of the University that ultimately this Code will evolve into one where the provisions are marked by
complete student administration.
Terms
AD HOC HONOR BOARD - board consisting of two students and one
faculty member appointed by the Vice President for Academic Affairs, and a
Presiding Officer appointed by the Director of Student Conduct.
ACADEMIC DISHONESTY - see Part 1 of this Code.
CHARGE OF ACADEMIC DISHONESTY - a formal description of the
case being considered by the Honor Board.
CLEAR AND CONVINCING EVIDENCE - that evidence which results in
reasonable certainty of the truth of the ultimate fact in controversy. It
requires more than a preponderance of the evidence but less than proof beyond a
reasonable doubt. Clear and convincing evidence will be shown where the truth
of the facts asserted is highly probable.
EXECUTIVE COMMITTEE - a committee of Honor Council officers,
selected in accordance with Honor Council bylaws.
HONOR BOARD - body appointed by the Student Honor Council to
hear and resolve a case of academic dishonesty. The board consists of five
voting members (three student members of the Honor Council and two faculty
members).
HONOR REVIEW - the process leading to resolution of an
academic dishonesty case.
COMPLAINANT - officer responsible for preparing the charge of
academic dishonesty and presenting the
case before the Honor Board. The Complainant must be a registered,
degree-seeking student.
PRESIDING OFFICER - individual on the Honor Board responsible
for directing proceedings during the Honor Review. The presiding officer is a
non-voting member of the Honor Board selected by the Director of Student
Conduct.
STUDENT HONOR COUNCIL - students appointed by the Vice
Presidents for Academic and Student Affairs, as well as by the President of the
Student Government Association, the Chair of the Graduate Student Association,
and the Chair of the Honor Council.
Footnotes
1 The
Dean's notice shall be maintained in a file of self-referrals, but shall not be
considered a disciplinary record.
2 Pertinent
procedures for determining reasonable cause shall be set forth in the Honor
Council bylaws.
3 Cases
involving graduate students should be reported to the Dean of the Graduate School.
4 It
is recommended that the meeting be held within ten business days after receipt
of the Honor Council report by the Dean.
5 The statement shall include a reference to the right to be
represented by an advocate, as specified in Part 18(a) of this Code.
6 In
every case the Dean or designee shall check with the Office of Student Conduct
to determine if a prior record exists.
7 The term "Honor Council," used throughout the Code, permits reliance upon Honor Council
committees, appointed in accordance with Council bylaws.
8 Statements
made by the parties in informal settlement discussions shall not be considered
by the Honor Council. However, a student who provides false information to the
Dean or designee or the Honor Council may be charged with a violation of the
University Code of Student Conduct.
9 Before issuing a subpoena, the Director of Student Conduct
may require that a party requesting the subpoena make a reasonable effort to
secure voluntary compliance by a potential witness.
10 The screening committee shall try to create a broadly based
Honor Council that reflects the diversity of the campus, and is of sufficient
size to resolve cases as promptly as possible.
The determination whether an Honor
Council applicant is "qualified" rests within the discretion of the selection
committee, provided that no uniform grade point "cutoff" is applied. A history
of disciplinary or felonious misconduct may be sufficient grounds to disqualify
any candidate.
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